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Gary Robert Cook
CRD#: 2375801
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 101 South Main St
Suite 200
Rochester, MI 48307
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 101 S. Main Street
Suite 200
Rochester, MI 48307
Registration History
19952000200520102015202020252 FIRMS1993 - 1993 (<1 year)2 FIRMS2017 - 2020 (3 years)2 FIRMS2020 - Present (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 2017 (22 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2017 (18 years)
Disclosure(s)
View By:
2/25/2002
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alaska 7/31/2020

B
Missouri 7/31/2020

B
Arizona 8/5/2020

B
Nevada 10/20/2022

B
California 7/31/2020

B
New York 4/13/2022

B
Colorado 7/31/2020

B
North Carolina 8/3/2020

B
Connecticut 5/8/2024

B
Ohio 7/31/2020

B
Florida 7/31/2020

B
Oklahoma 10/26/2020

IA
Florida 7/2/2024

B
Oregon 7/18/2023

B
Georgia 7/31/2020

B
Pennsylvania 7/31/2020

B
Hawaii 12/26/2023

B
South Carolina 7/31/2020

B
Illinois 7/31/2020

B
Tennessee 7/31/2020

B
Indiana 12/1/2021

B
Texas 7/31/2020

B
Massachusetts 2/6/2023

IA
Texas 7/31/2020

B
Michigan 7/31/2020

B
Virginia 7/31/2020

IA
Michigan 7/31/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
101 S. Main Street Suite 200, Rochester, MI 48307
Englewood, FL
Registered with this firm since 7/31/2020

IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
101 South Main St Suite 200, Rochester, MI 48307
Englewood, FL
Registered with this firm since 7/31/2020

Previous Registration(s)
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IA
04/28/2017 - 07/31/2020 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) Clinton Township, MI
B
04/28/2017 - 07/31/2020 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) Clinton Township, MI
IA
12/15/1998 - 05/01/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CLINTON TOWNSHIP, MI
B
02/14/1995 - 05/01/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CLINTON TOWNSHIP, MI
B
09/13/1993 - 12/01/1993 SOVEREIGN EQUITY MANAGEMENT CORP. (CRD#:20016) DEERFIELD BEACH, FL
B
08/20/1993 - 08/24/1993 CHATFIELD DEAN & CO., INC. (CRD#:14714) GREENWOOD VILLAGE, CO
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.