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Detailed Report
Luz Elena Polcik
LUZ ELENA HOLGUIN
CRD#: 2375596
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 LAKE ISABELLA, CA
Registration History
19952000200520102015202020252 FIRMS2008 - Present (16 years)BPFS INVESTMENTS INC. (CRD# 10111)1996 - 2000 (4 years)BBARABAN SECURITIES, INC. (CRD# 7659)1993 - 1995 (2 years)
License(s)

State Registrations

B
Arizona 1/2/2018
B
Nevada 2/9/2015
B
California 6/27/2008
B
Oklahoma 10/29/2018
IA
California 7/18/2008
B
Oregon 3/24/2014
B
Colorado 2/1/2016
B
Texas 1/31/2024
B
Idaho 6/9/2023
IA
Texas 2/5/2024
B
Maryland 2/4/2015
B
Utah 3/30/2022
B
Michigan 1/31/2011
B
Virginia 6/7/2023
B
Mississippi 2/8/2024
B
Washington 5/31/2013
B
Montana 3/14/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
LAKE ISABELLA, CA
Registered with this firm since 6/26/2008
B
EDWARD JONES (CRD#:250)
LAKE ISABELLA, CA
Registered with this firm since 5/29/2008
Previous Registration(s)
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B
 02/20/1996 - 12/31/2000 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
B
 08/27/1993 - 10/16/1995 BARABAN SECURITIES, INC. (CRD#:7659) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.