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Detailed Report
Robert Garr Schwartz
Garr Schwartz, Robert G Schwartz
CRD#: 2375543
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 2000 MERIDIAN BLVD SUITE 116
FRANKLIN, TN 37067
Registration History
19952000200520102015202020252 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - 2010 (1 year)2 FIRMS2024 - Present (<1 year)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2023 - 2024 (1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1997 - 2005 (7 years)BCREDIT SUISSE FIRST BOSTON COR... (CRD# 816)1994 - 1997 (2 years)BMORGAN STANLEY & CO., INCORPORATED (CRD# 8209)1994 - 1994 (<1 year)IALEHMAN BROTHERS INC. (CRD# 7506)2004 - 2005 (<1 year)
License(s)

State Registrations

B
Alabama 11/15/2024
B
New York 11/15/2024
B
Arizona 11/15/2024
B
North Carolina 11/15/2024
B
California 11/15/2024
B
Ohio 11/15/2024
B
Colorado 11/15/2024
B
South Carolina 11/15/2024
B
Florida 11/15/2024
B
Tennessee 11/15/2024
B
Georgia 11/15/2024
IA
Tennessee 11/19/2024
B
Indiana 11/15/2024
B
Texas 11/15/2024
B
Maryland 11/15/2024
IA
Texas 11/19/2024
B
Missouri 11/15/2024
B
Virginia 11/15/2024
B
Nevada 11/15/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
2000 MERIDIAN BLVD SUITE 116, FRANKLIN, TN 37067
Registered with this firm since 11/19/2024
B
EDWARD JONES (CRD#:250)
2000 MERIDIAN BLVD SUITE 116, FRANKLIN, TN 37067
Registered with this firm since 11/15/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/06/2023 - 09/23/2024 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) Nashville, TN
IA
 06/17/2009 - 12/03/2010 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) NASHVILLE, TN
B
 05/12/2009 - 12/03/2010 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) NASHVILLE, TN
IA
 06/10/2005 - 03/20/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) NASHVILLE, TN
B
 06/09/2005 - 03/20/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) NASHVILLE, TN
IA
 05/10/2004 - 02/23/2005 LEHMAN BROTHERS INC. (CRD#:7506) NASHVILLE, TN
B
 04/10/1997 - 02/23/2005 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 10/20/1994 - 03/14/1997 CREDIT SUISSE FIRST BOSTON CORPORATION (CRD#:816) NEW YORK, NY
B
 02/28/1994 - 10/21/1994 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.