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HOWELL DAVIS HARRALSON
CRD#: 237543
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 CRESCENT COURT
SUITE 600
DALLAS, TX 75201
Registration History
1970197519801985199019952000200520102015202020252 FIRMS1985 - Present (40 years)BROTAN MOSLE INC. (CRD# 727)1969 - 1985 (15 years)
License(s)

State Registrations

B
Alabama 4/4/2016

B
Missouri 4/4/2016

B
Arizona 11/3/2016

B
Nevada 4/4/2016

B
California 3/6/1985

B
New Hampshire 7/12/1994

B
Colorado 4/4/2016

B
New Jersey 8/27/2019

B
Delaware 8/21/2015

B
New Mexico 4/4/2016

B
District of Columbia 2/17/2010

B
New York 1/7/2000

B
Florida 3/5/2009

B
North Carolina 10/15/2012

B
Georgia 4/4/2016

B
Ohio 5/18/2020

B
Hawaii 12/25/2019

B
Oklahoma 4/4/2016

B
Illinois 4/4/2016

B
Oregon 4/4/2016

B
Indiana 1/31/2002

B
Pennsylvania 4/4/2016

B
Iowa 4/4/2016

B
South Carolina 5/20/2004

B
Kansas 4/5/1991

B
Tennessee 2/28/2012

B
Kentucky 2/25/1985

B
Texas 2/25/1985

B
Louisiana 4/4/2016

IA
Texas 2/25/1985

B
Maine 7/1/2019

B
Utah 4/4/2016

B
Maryland 2/13/1997

B
Virginia 2/8/2006

B
Massachusetts 4/4/2016

B
Washington 4/4/2016

B
Michigan 4/4/2016

B
Wisconsin 7/26/2011

B
Mississippi 1/31/1986

B
Wyoming 4/4/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Registered with this firm since 2/25/1985

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Registered with this firm since 2/25/1985

Previous Registration(s)
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B
10/15/1969 - 03/07/1985 ROTAN MOSLE INC. (CRD#:727)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.