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John M Stoken
JOHN MICHAEL STOKEN
CRD#: 2375044
IA
Investment Adviser
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Broker
IHT WEALTH MANAGEMENT LLCCRD#: 171481 123 N. WACKER DR.
SUITE 2300
CHICAGO, IL 60606
LPL FINANCIAL LLCCRD#: 6413 123 N WACKER DR STE 2300
CHICAGO, IL 60606
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - 2017 (11 years)2 FIRMS2017 - 2021 (3 years)2 FIRMS2021 - Present (3 years)BNORTH STAR INVESTMENT SERVICES... (CRD# 7984)2004 - 2004 (<1 year)BFIRST UNION SECURITIES, INC. (CRD# 19616)2000 - 2001 (1 year)BFIRST ALBANY CORPORATION (CRD# 298)1998 - 2000 (2 years)
Disclosure(s)
View By:
9/4/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 3/29/2023

B
Kansas 12/13/2022

B
California 9/3/2021

B
Louisiana 9/3/2021

B
Connecticut 11/8/2023

B
Michigan 10/31/2022

B
Florida 9/3/2021

B
Minnesota 9/3/2021

B
Georgia 10/31/2022

B
Missouri 1/20/2023

B
Illinois 9/7/2021

B
New York 3/26/2023

IA
Illinois 9/7/2021

B
Pennsylvania 11/9/2023

B
Indiana 9/3/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
IHT WEALTH MANAGEMENT LLC (CRD#:171481)
123 N. WACKER DR. SUITE 2300, CHICAGO, IL 60606
Registered with this firm since 9/7/2021

B
LPL FINANCIAL LLC (CRD#:6413)
123 N WACKER DR STE 2300, CHICAGO, IL 60606
Registered with this firm since 9/3/2021

Previous Registration(s)
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IA
12/11/2017 - 09/04/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
B
12/11/2017 - 09/04/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
IA
07/18/2006 - 12/15/2017 CHARLES SCHWAB & CO., INC. (CRD#:5393) NORTHBROOK, IL
B
07/19/2006 - 12/15/2017 CHARLES SCHWAB & CO., INC. (CRD#:5393) NORTHBROOK, IL
IA
07/22/2004 - 07/05/2006 MORGAN STANLEY (CRD#:7556) NORTHBROOK, IL
B
07/22/2004 - 07/05/2006 MORGAN STANLEY DW INC. (CRD#:7556) NORTHBROOK, IL
B
04/28/2004 - 06/30/2004 NORTH STAR INVESTMENT SERVICES, INC. (CRD#:7984) CHICAGO, IL
B
08/05/2000 - 10/30/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
05/14/1998 - 08/05/2000 FIRST ALBANY CORPORATION (CRD#:298) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.