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CINDY LOU EDWARDS
CINDY LOU DICKENS
CRD#: 2374998
IA
B
CANNON WEALTH MANAGEMENT SERVICESCRD#: 323302 2160 COUNTRY CLUB ROAD
WINSTON SALEM, NC 27104
WINSTON SALEM, NC 27104
PRIVATE CLIENT SERVICES, LLCCRD#: 120222 2160 Country Club Rd
Winston Salem, NC 27104
Winston Salem, NC 27104
0
Disclosures
23
Years of Experience
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State Registrations
B
California 11/1/2022
IA
North Carolina 11/2/2022
B
Colorado 11/1/2022
B
Oregon 11/1/2022
B
Illinois 10/21/2024
B
Pennsylvania 11/1/2022
B
New Jersey 11/1/2022
B
Tennessee 11/1/2022
B
North Carolina 11/1/2022
B
Virginia 11/1/2022
SRO Registrations
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IA
Registered with this firm since 11/2/2022
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Registered with this firm since 11/1/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/20/2013 - 11/10/2022 | WINSTON-SALEM, NC | |
B | 08/20/2013 - 11/10/2022 | WINSTON-SALEM, NC | |
B | 11/22/2010 - 06/26/2013 | WINSTON SALEM, NC | |
IA | 05/13/2013 - 06/14/2013 | WINSTON-SALEM, NC | |
IA | 11/15/2010 - 05/13/2013 | WINSTON SALEM, NC | |
IA | 04/17/2007 - 11/11/2008 | GREENSBORO, NC | |
B | 04/17/2007 - 11/11/2008 | FORT MILL, SC | |
IA | 11/10/2005 - 03/19/2007 | DURHAM, NC | |
B | 11/10/2005 - 03/19/2007 | DURHAM, NC | |
IA | 04/01/2004 - 03/15/2005 | GREENSBORO, NC | |
B | 12/09/2002 - 03/15/2005 | NEW YORK, NY | |
IA | 05/14/2003 - 04/01/2004 | GREENSBORO, NC | |
B | 10/15/2001 - 08/01/2002 | HOUSTON, TX | |
B | 10/15/2001 - 12/31/2001 | HOUSTON, TX | |
B | 03/02/2001 - 10/02/2001 | NEW YORK, NY | |
B | 02/03/1998 - 02/23/2001 | PURCHASE, NY |
GREENSBORO, NC
05/14/2003 - 04/01/2004
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.