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Detailed Report
FATIMA DENEEN LOPEZ
FATIMA D BROOKS, FATIMA DENEEN BROOKS-MCCALL, FATIMA DENEEN BROOKSMCCALL
CRD#: 2374897
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 295 BULLSBORO DR
NEWNAN, GA 30263
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 295 BULLSBORO RD
NEWNAN, GA 30263
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2005 (1 year)2 FIRMS2005 - 2005 (<1 year)2 FIRMS2005 - 2006 (1 year)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2006 - Present (18 years)BSUNTRUST SECURITIES, INC. (CRD# 17499)2000 - 2004 (3 years)BFSC SECURITIES CORPORATION (CRD# 7461)1999 - 1999 (<1 year)BIFG NETWORK SECURITIES, INC. (CRD# 19948)1998 - 1998 (<1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2006 - 2016 (10 years)IASUNTRUST SECURITIES, INC. (CRD# 17499)2003 - 2004 (1 year)
License(s)

State Registrations

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Alabama 11/6/2012
B
Montana 6/26/2014
B
Alaska 6/26/2014
B
Nebraska 4/13/2021
B
Arizona 4/13/2021
B
Nevada 6/26/2014
B
Arkansas 11/28/2016
B
New Hampshire 11/6/2012
B
California 11/6/2012
B
New Jersey 6/26/2014
B
Colorado 11/6/2012
B
New Mexico 1/29/2015
B
Connecticut 6/26/2014
B
New York 11/6/2012
B
Delaware 5/29/2020
B
North Carolina 6/26/2014
B
District of Columbia 11/6/2012
B
North Dakota 4/13/2021
B
Florida 11/6/2012
B
Ohio 11/7/2012
B
Georgia 9/18/2006
B
Oklahoma 8/20/2015
IA
Georgia 9/6/2016
B
Oregon 4/13/2021
B
Hawaii 4/13/2021
B
Pennsylvania 4/25/2018
B
Idaho 4/13/2021
B
Puerto Rico 4/13/2021
B
Illinois 11/6/2012
B
Rhode Island 6/26/2014
B
Indiana 6/26/2014
B
South Carolina 11/6/2012
B
Iowa 9/16/2019
B
South Dakota 4/13/2021
B
Kansas 4/13/2021
B
Tennessee 11/6/2012
B
Kentucky 4/13/2021
B
Texas 11/6/2012
B
Louisiana 11/7/2017
B
Utah 4/13/2021
B
Maine 9/30/2016
B
Vermont 4/13/2021
B
Maryland 11/6/2012
B
Virgin Islands 4/13/2021
B
Massachusetts 11/6/2012
B
Virginia 10/23/2017
B
Michigan 4/13/2021
B
Washington 11/6/2012
B
Minnesota 6/8/2020
B
West Virginia 4/13/2021
B
Mississippi 11/6/2012
B
Wisconsin 4/13/2021
B
Missouri 5/14/2018
B
Wyoming 4/13/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
295 BULLSBORO DR, NEWNAN, GA 30263
Registered with this firm since 9/6/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
295 BULLSBORO RD, NEWNAN, GA 30263
PEACHTREE CITY, GA
Registered with this firm since 9/18/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/25/2006 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) NEWNAN, GA
IA
 09/26/2005 - 09/18/2006 SUNTRUST CAPITAL MARKETS, INC. (CRD#:6271) ATLANTA, GA
B
 09/22/2005 - 09/18/2006 SUNTRUST CAPITAL MARKETS, INC. (CRD#:6271) ATLANTA, GA
IA
 06/30/2005 - 09/22/2005 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
B
 06/30/2005 - 09/22/2005 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
IA
 05/24/2004 - 06/30/2005 ALEXANDER KEY INVESTMENTS (CRD#:6271) ATLANTA, GA
B
 05/24/2004 - 06/30/2005 SUNTRUST CAPITAL MARKETS, INC. (CRD#:6271) ATLANTA, GA
IA
 05/13/2003 - 05/24/2004 SUNTRUST SECURITIES, INC. (CRD#:17499) ATLANTA, GA
B
 07/03/2000 - 05/24/2004 SUNTRUST SECURITIES, INC. (CRD#:17499) ATLANTA, GA
B
 02/04/1999 - 08/18/1999 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
 08/26/1998 - 09/23/1998 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.