Individual Firm
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W. Michael Merkler
WILLIAM MICHAEL MERKLER, Michael Merkler
CRD#: 2374827
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J.P. MORGAN SECURITIES LLCCRD#: 79 ONE N. DUNTON AVENUE
ARLINGTON HTS, IL 60005
ARLINGTON HTS, IL 60005
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Disclosures
28
Years of Experience
View By:
State Registrations
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Arizona 10/1/2012
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New York 8/28/2024
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California 10/1/2012
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North Carolina 10/9/2023
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Connecticut 4/8/2025
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Ohio 9/20/2024
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Florida 10/1/2012
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Oregon 9/1/2014
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Illinois 10/1/2012
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Pennsylvania 4/8/2025
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Illinois 10/1/2012
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South Carolina 11/18/2015
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Indiana 4/8/2025
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Tennessee 6/22/2016
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Kentucky 10/1/2012
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Texas 10/1/2012
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Maryland 10/1/2012
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Texas 9/19/2013
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Massachusetts 11/27/2013
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Washington 11/30/2012
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Missouri 10/1/2012
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Wisconsin 10/1/2012
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New Hampshire 7/3/2019
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Wyoming 11/24/2014
SRO Registrations
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/06/2005 - 10/01/2012 | ARLINGTON HEIGHTS, IL | |
B | 07/06/2005 - 10/01/2012 | ARLINGTON HEIGHTS, IL | |
IA | 06/13/2005 - 07/06/2005 | ELK GROVE VILLAGE, IL | |
B | 05/28/1999 - 07/06/2005 | CHICAGO, IL | |
B | 04/13/1999 - 05/17/1999 | HOUSTON, TX | |
B | 02/01/1999 - 03/30/1999 | CHICAGO, IL | |
B | 04/09/1997 - 02/01/1999 | CHICAGO, IL | |
B | 07/30/1993 - 11/02/1993 | INDIANAPOLIS, IN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.