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Detailed Report
DAVID M RICHARDS
DAVID MICHAEL RICHARDS
CRD#: 2374813
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 6455 SOUTH YOSEMITE STREET
SUITE 425
GREENWOOD VILLAGE, CO 80111
Registration History
20002002200420062008201020122014201620182020202220242026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2002 - Present (23 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2000 - Present (24 years)
License(s)

State Registrations

B
Colorado 6/14/2000
B
Texas 7/2/2019
IA
Colorado 2/22/2002

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
6455 SOUTH YOSEMITE STREET SUITE 425, GREENWOOD VILLAGE, CO 80111
Parker, CO
Registered with this firm since 2/22/2002
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
6455 SOUTH YOSEMITE STREET SUITE 425, GREENWOOD VILLAGE, CO 80111
Parker, CO
Registered with this firm since 6/14/2000
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.