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Detailed Report
MICKEY ROBERT YABLANS
CRD#: 2374522
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3059 TOWNSGATE RD
4TH FL, STE 400
WESTLAKE VILLAGE, CA 91361
Registration History
19952000200520102015202020252 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2008 (3 years)2 FIRMS2008 - 2011 (2 years)2 FIRMS2011 - Present (14 years)BCROWELL, WEEDON & CO. (CRD# 193)2002 - 2003 (1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1993 - 1994 (<1 year)
Disclosure(s)
View By:
10/12/2016
Customer Dispute
Denied
10/19/2015
Customer Dispute
Settled
License(s)

State Registrations

B
California 1/3/2011
B
Montana 3/2/2023
IA
California 1/3/2011
B
Nevada 10/30/2018
B
Delaware 5/13/2020
B
New York 5/4/2018
B
Illinois 11/28/2022
B
Ohio 1/30/2024
B
Iowa 6/25/2019
B
Oklahoma 9/11/2024
B
Minnesota 5/13/2020
B
Texas 7/16/2014
B
Mississippi 11/1/2024
IA
Texas 7/17/2014
B
Missouri 8/6/2020

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3059 TOWNSGATE RD 4TH FL, STE 400, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3059 TOWNSGATE RD 4TH FL, STE 400, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 1/3/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/05/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) WOODLAND HILLS, CA
B
 05/01/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) WOODLAND HILLS, CA
IA
 10/20/2004 - 05/02/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) LOS ANGELES, CA
B
 10/20/2004 - 05/02/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) LOS ANGELES, CA
IA
 10/07/2003 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) BEVERLY HILLS, CA
B
 10/07/2003 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
 01/17/2002 - 10/08/2003 CROWELL, WEEDON & CO. (CRD#:193) LOS ANGELES, CA
B
 08/06/1993 - 01/05/1994 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.