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ANDREW PAUL SPILLMAN
ANDREW P SPILLMAN, ANDY PAUL SPILLMAN, ANDY SPILLMAN
CRD#: 2373783
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 3838 OAK LAWN AVENUE
SUITE 1420
DALLAS, TX 75219
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 3838 Oak Lawn Avenue
Suite 920
Dallas, TX 75219
Registration History
19952000200520102015202020252 FIRMS1995 - 2008 (13 years)2 FIRMS2008 - 2017 (8 years)2 FIRMS2017 - Present (7 years)BSMITH BARNEY INC. (CRD# 7059)1994 - 1995 (<1 year)
License(s)

State Registrations

B
Alabama 5/12/2017

B
New York 5/16/2017

B
California 5/5/2017

B
Oklahoma 5/5/2017

B
Colorado 5/5/2017

B
Tennessee 7/18/2022

B
Florida 5/5/2017

B
Texas 5/5/2017

B
Georgia 6/24/2024

IA
Texas 7/12/2017

B
Iowa 4/29/2021

B
Washington 6/15/2022

B
New Mexico 5/5/2017

B
Wyoming 9/7/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
3838 OAK LAWN AVENUE SUITE 1420, DALLAS, TX 75219
Registered with this firm since 7/12/2017

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
3838 Oak Lawn Avenue Suite 920, Dallas, TX 75219
Registered with this firm since 5/5/2017

Previous Registration(s)
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IA
06/20/2008 - 05/05/2017 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) DALLAS, TX
B
06/20/2008 - 05/05/2017 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) DALLAS, TX
IA
01/27/1995 - 07/07/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
B
01/06/1995 - 07/07/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
B
11/09/1994 - 01/17/1995 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.