Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
STEVEN DOUGLAS O'CONNOR
STEVEN D O'CONNOR, STEVEN DOUGLAS OCONNOR
CRD#: 2373712
IA
Investment Adviser
ALTUS WEALTH MANAGEMENT, LLCCRD#: 153650 2500 CHAMBER CENTER DRIVE
SUITE 202
FT. MITCHELL, KY 41017
Registration History
200420062008201020122014201620182020202220242026IAALTUS WEALTH MANAGEMENT, LLC (CRD# 153650)2010 - Present (14 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2003 - 2010 (7 years)IAFIDELITY PERSONAL TRUST COMPAN... (CRD# 109516)2005 - 2006 (<1 year)
License(s)

State Registrations

IA
Indiana 8/9/2011
IA
Ohio 5/12/2010
IA
Kentucky 5/12/2010
Current Registration(s)
IA
ALTUS WEALTH MANAGEMENT, LLC (CRD#:153650)
2500 CHAMBER CENTER DRIVE SUITE 202, FT. MITCHELL, KY 41017
Registered with this firm since 5/12/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/14/2003 - 04/08/2010 STRATEGIC ADVISERS, INC. (CRD#:104555) CINCINNATI, OH
IA
 08/15/2005 - 07/25/2006 FIDELITY PERSONAL TRUST COMPANY, FSB (CRD#:109516) CINCINNATI, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.