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STEVEN DOUGLAS O'CONNOR
STEVEN D O'CONNOR, STEVEN DOUGLAS OCONNOR
CRD#: 2373712
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Investment Adviser
ALTUS WEALTH MANAGEMENT, LLCCRD#: 153650 2500 CHAMBER CENTER DRIVE
SUITE 202
FT. MITCHELL, KY 41017
Registration History
200420062008201020122014201620182020202220242026IAALTUS WEALTH MANAGEMENT, LLC (CRD# 153650)2010 - Present (14 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2003 - 2010 (7 years)IAFIDELITY PERSONAL TRUST COMPAN... (CRD# 109516)2005 - 2006 (<1 year)
License(s)

State Registrations

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Indiana 8/9/2011

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Ohio 5/12/2010

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Kentucky 5/12/2010

Current Registration(s)
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ALTUS WEALTH MANAGEMENT, LLC (CRD#:153650)
2500 CHAMBER CENTER DRIVE SUITE 202, FT. MITCHELL, KY 41017
Registered with this firm since 5/12/2010

Previous Registration(s)
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01/14/2003 - 04/08/2010 STRATEGIC ADVISERS, INC. (CRD#:104555) CINCINNATI, OH
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08/15/2005 - 07/25/2006 FIDELITY PERSONAL TRUST COMPANY, FSB (CRD#:109516) CINCINNATI, OH
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.