Individual Firm
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THOMAS CRUISE HOFSTETTER III
THOMAS CRUISE HOFSTETTER
CRD#: 2373065
IA
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DAYMARK WEALTH PARTNERS, LLCCRD#: 320878 2425 Post Road, Suite 205
Southport, CT 06890
Southport, CT 06890
0
Disclosures
31
Years of Experience
View By:
State Registrations
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Connecticut 4/30/2024
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Registered with this firm since 4/30/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/29/2016 - 05/08/2024 | WESTPORT, CT | |
B | 01/29/2016 - 05/08/2024 | WESTPORT, CT | |
IA | 10/16/2009 - 02/03/2016 | WESTPORT, CT | |
B | 10/16/2009 - 02/03/2016 | WESTPORT, CT | |
IA | 11/15/2002 - 10/28/2009 | WESTPORT, CT | |
B | 11/15/2002 - 10/28/2009 | WESTPORT, CT | |
IA | 11/08/1993 - 11/25/2002 | WESTPORT, CT | |
B | 08/16/1993 - 11/25/2002 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.