Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
PETER JEROME MERSBERGER
PETE MERSBERGER, PETER J MERSBERGER
CRD#: 2372186
IA
Investment Adviser
B
Broker
MERIT FINANCIAL ADVISORSCRD#: 142457 517 Monroe Street
Sheboygan Falls, WI 53085
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 1160 Fond Du Lac Ave
Sheboygen Falls, WI 53085
Registration History
19952000200520102015202020252 FIRMS2004 - 2017 (13 years)2 FIRMS2017 - 2022 (4 years)IAMERIT FINANCIAL ADVISORS (CRD# 142457)2022 - Present (2 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2024 - Present (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2022 - 2024 (1 year)BLOCUST STREET SECURITIES, INC. (CRD# 1703)1995 - 2004 (8 years)BLOCUST STREET SECURITIES, INC. (CRD# 1703)1995 - 1995 (<1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)1994 - 1995 (1 year)BFBL MARKETING SERVICES, INC. (CRD# 5309)1993 - 1994 (<1 year)
Disclosure(s)
View By:
1/6/2021
Customer Dispute
Settled
3/30/2020
Customer Dispute
Settled
5/18/2011
Customer Dispute
Denied
10/19/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Alaska 8/16/2024
B
Michigan 8/20/2024
B
Arizona 8/23/2024
B
Minnesota 8/19/2024
B
California 8/16/2024
B
North Carolina 8/20/2024
B
Colorado 8/19/2024
B
Ohio 8/16/2024
B
Florida 8/19/2024
B
Oklahoma 8/19/2024
B
Georgia 8/20/2024
B
Pennsylvania 8/19/2024
B
Illinois 9/4/2024
B
South Dakota 8/21/2024
B
Indiana 8/19/2024
IA
Texas 10/20/2022
B
Iowa 8/20/2024
IA
Wisconsin 10/20/2022
B
Kansas 8/16/2024
B
Wisconsin 8/16/2024
B
Maine 8/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERIT FINANCIAL ADVISORS (CRD#:142457)
517 Monroe Street, Sheboygan Falls, WI 53085
Registered with this firm since 10/20/2022
B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
1160 Fond Du Lac Ave, Sheboygen Falls, WI 53085
Registered with this firm since 8/16/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 10/17/2022 - 08/16/2024 LPL FINANCIAL LLC (CRD#:6413) SHEBOYGAN FALLS, WI
IA
 11/07/2017 - 10/27/2022 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) Appleton, WI
B
 11/07/2017 - 10/27/2022 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) Appleton, WI
IA
 01/01/2004 - 11/07/2017 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) SHEBOYGAN FALLS, WI
B
 01/01/2004 - 11/07/2017 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) SHEBOYGAN FALLS, WI
B
 08/22/1995 - 01/01/2004 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
B
 07/19/1995 - 08/10/1995 LOCUST STREET SECURITIES, INC. (CRD#:1703)
B
 07/28/1994 - 07/20/1995 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
 10/28/1993 - 05/10/1994 FBL MARKETING SERVICES, INC. (CRD#:5309) WEST DES MOINES, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.