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Detailed Report
KIRK STEPHEN KOLLIGIAN
CRD#: 2372119
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 555 LONG WHARF DRIVE
LONG WHARF MARITIME CENTER, 11TH FLOOR
NEW HAVEN, CT 06511
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2017 - Present (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2017 (19 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2017 (15 years)
Disclosure(s)
View By:
2/27/2017
Employment Separation After Allegations
10/7/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 5/7/2024
B
Nevada 5/7/2024
B
Arizona 2/27/2017
B
New Hampshire 7/3/2024
B
California 2/27/2017
B
New Jersey 2/27/2017
B
Connecticut 2/27/2017
B
New Mexico 1/4/2022
IA
Connecticut 2/27/2017
B
New York 2/27/2017
B
Florida 2/27/2017
B
North Carolina 2/27/2017
IA
Florida 3/6/2017
B
Puerto Rico 5/23/2024
B
Georgia 5/9/2024
B
Rhode Island 2/27/2017
B
Illinois 2/27/2017
B
South Carolina 5/15/2024
B
Indiana 4/3/2017
B
Texas 2/27/2017
B
Kansas 9/6/2024
IA
Texas 2/27/2017
B
Kentucky 2/27/2017
B
Utah 5/8/2024
B
Louisiana 2/27/2017
B
Vermont 6/14/2024
B
Maine 2/28/2017
B
Virgin Islands 4/21/2023
B
Massachusetts 2/27/2017
B
Virginia 2/27/2017
B
Michigan 7/24/2024
B
Washington 2/27/2017
B
Minnesota 5/21/2019
B
Wyoming 9/19/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
555 LONG WHARF DRIVE LONG WHARF MARITIME CENTER, 11TH FLOOR, NEW HAVEN, CT 06511
Registered with this firm since 2/27/2017
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
555 LONG WHARF DRIVE LONG WHARF MARITIME CENTER, 11TH FLOOR, NEW HAVEN, CT 06511
Registered with this firm since 2/27/2017
Previous Registration(s)
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IA
 09/07/2001 - 03/29/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW HAVEN, CT
B
 02/06/1998 - 03/29/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW HAVEN, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.