Individual Firm
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MARK ALAN VOSIKA
MARK VOSIKA
CRD#: 2371202
IA
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WEALTH WATCH ADVISORS, INCCRD#: 172002 1746 COLE BLVD
SUITE 225
GOLDEN, CO 80401
SUITE 225
GOLDEN, CO 80401
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11/18/2010
Customer Dispute
Settled
6/25/2010
Customer Dispute
Settled
State Registrations
IA
Colorado 1/19/2018
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Registered with this firm since 1/19/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/27/2014 - 03/17/2016 | GOLDEN, CO | |
B | 01/02/2014 - 03/17/2016 | GOLDEN, CO | |
IA | 02/11/2013 - 08/28/2013 | GREENWOOD VILLAGE, CO | |
B | 01/07/2013 - 08/28/2013 | GREENWOOD VILLAGE, CO | |
IA | 01/07/2013 - 01/22/2013 | GREENWOOD VILLAGE, CO | |
IA | 02/13/2012 - 12/31/2012 | GREENWOOD VILLAGE, CO | |
B | 01/03/2012 - 12/31/2012 | GREENWOOD VILLAGE, CO | |
IA | 01/03/2012 - 01/09/2012 | GREENWOOD VILLAGE, CO | |
IA | 01/12/2004 - 12/14/2011 | GOLDEN, CO | |
B | 12/10/2003 - 12/14/2011 | GOLDEN, CO | |
IA | 03/23/1999 - 12/16/2003 | GOLDEN, CO | |
B | 07/20/1998 - 12/16/2003 | CHESTERFIELD, MO | |
B | 01/23/1996 - 07/20/1998 | WINDSOR, CT | |
B | 06/06/1994 - 01/31/1996 | DULUTH, GA | |
B | 09/23/1993 - 06/06/1994 | PHILADELPHIA, PA |
GOLDEN, CO
03/23/1999 - 12/16/2003
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.