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Peter Mars Arnold
CRD#: 2371021
IA
Investment Adviser
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Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 6 BERKSHIRE BLVD
UNIT 305
BETHEL, CT 06801
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 6 BERKSHIRE BLVD
UNIT 305
BETHEL, CT 06801
Registration History
1995200020052010201520202025IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2002 - Present (22 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1993 - 2002 (9 years)BCHATFIELD DEAN & CO., INC. (CRD# 14714)1993 - 1993 (<1 year)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2004 - 2009 (4 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2002 (<1 year)
Disclosure(s)
View By:
11/12/2001
Customer Dispute
Denied
10/23/2000
Customer Dispute
Settled
License(s)

State Registrations

B
California 9/4/2002

B
New Hampshire 10/27/2016

B
Connecticut 8/30/2002

B
New York 8/30/2002

IA
Connecticut 1/2/2009

B
North Carolina 2/27/2015

B
Florida 8/30/2002

B
Pennsylvania 3/22/2006

B
Maine 1/16/2025

B
Virginia 8/1/2017

B
Massachusetts 8/30/2002

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
6 BERKSHIRE BLVD UNIT 305, BETHEL, CT 06801
Sherman, CT
Registered with this firm since 1/2/2009

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
6 BERKSHIRE BLVD UNIT 305, BETHEL, CT 06801
Sherman, CT
Registered with this firm since 8/30/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/12/2004 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) BROOKFIELD, CT
IA
02/22/2002 - 09/17/2002 A. G. EDWARDS & SONS, INC. (CRD#:4) DANBURY, CT
B
09/09/1993 - 09/17/2002 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
07/26/1993 - 08/31/1993 CHATFIELD DEAN & CO., INC. (CRD#:14714) GREENWOOD VILLAGE, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.