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Registration History
2002200420062008201020122014201620182020202220242026IATHE FARAGI GROUP (CRD# 159936)2012 - Present (13 years)IAROOSEVELT INVESTMENTS (CRD# 107853)2009 - 2011 (2 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2002 - 2004 (1 year)
Disclosure(s)
View By:
5/26/2010
Customer Dispute
Settled
License(s)

State Registrations

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New Jersey 1/12/2012

Current Registration(s)
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THE FARAGI GROUP (CRD#:159936)
2 HOLLYWOOD BLVD, FORKED RIVER, NJ 08731
Registered with this firm since 1/12/2012

Previous Registration(s)
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01/28/2009 - 11/08/2011 ROOSEVELT INVESTMENTS (CRD#:107853) MIAMI, FL
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05/23/2002 - 02/20/2004 CHARLES SCHWAB & CO., INC. (CRD#:5393) TOMS RIVER, NJ
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.