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Detailed Report
BRUCE SCOTT LUBATKIN
CRD#: 2370746
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 NOKOMIS, FL
Registration History
19952000200520102015202020252 FIRMS2021 - Present (3 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)2005 - 2021 (15 years)BC. J. M. PLANNING CORP. (CRD# 5698)1996 - 2005 (9 years)BCHEMICAL INVESTMENT SERVICES CORP. (CRD# 36312)1996 - 1996 (<1 year)BC. J. M. PLANNING CORP. (CRD# 5698)1994 - 1996 (2 years)BBYRNE FINANCIAL PLANNING CORP. (CRD# 30635)1993 - 1993 (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2006 - 2021 (15 years)
License(s)

State Registrations

B
Arizona 8/2/2021
IA
New Jersey 8/2/2021
B
Connecticut 8/2/2021
B
New York 8/2/2021
B
Delaware 8/2/2021
B
North Carolina 8/2/2021
B
Florida 8/2/2021
B
Ohio 8/2/2021
IA
Florida 8/22/2022
B
Oregon 8/2/2021
B
Georgia 8/2/2021
B
Pennsylvania 8/2/2021
B
Illinois 8/2/2021
B
South Carolina 8/18/2021
B
Indiana 8/2/2021
B
Texas 8/2/2021
B
Maryland 8/2/2021
IA
Texas 8/2/2021
B
Massachusetts 8/2/2021
B
Vermont 8/2/2021
B
Michigan 1/5/2022
B
Virginia 4/10/2023
B
New Jersey 8/2/2021
B
Washington 1/25/2023

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
NOKOMIS, FL
Registered with this firm since 8/2/2021
B
LPL FINANCIAL LLC (CRD#:6413)
NOKOMIS, FL
Registered with this firm since 8/2/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/26/2006 - 08/02/2021 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) CRESSKILL, NJ
B
 10/24/2005 - 08/02/2021 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) CRESSKILL, NJ
B
 05/10/1996 - 10/24/2005 C. J. M. PLANNING CORP. (CRD#:5698) POMPTON LAKES, NJ
B
 04/02/1996 - 06/03/1996 CHEMICAL INVESTMENT SERVICES CORP. (CRD#:36312)
B
 01/29/1994 - 03/28/1996 C. J. M. PLANNING CORP. (CRD#:5698) POMPTON LAKES, NJ
B
 08/28/1993 - 09/08/1993 BYRNE FINANCIAL PLANNING CORP. (CRD#:30635)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.