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LAURA ANN LEAVITT
LAURA ANN GRANATO
CRD#: 2370651
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1275 SOUTH WINCHESTER
STE B
SAN JOSE, CA 95128
STE B
SAN JOSE, CA 95128
CETERA ADVISOR NETWORKS LLCCRD#: 13572 1275 SOUTH WINCHESTER
STE B
SAN JOSE, CA 95128
STE B
SAN JOSE, CA 95128
0
Disclosures
31
Years of Experience
View By:
State Registrations
B
Arizona 6/9/2021
B
Nevada 2/28/2022
B
California 6/9/2021
B
Oregon 6/30/2023
IA
California 6/29/2023
B
Texas 10/11/2022
B
Florida 2/28/2022
IA
Texas 6/29/2023
B
Hawaii 6/9/2021
B
Utah 6/20/2024
B
Louisiana 11/29/2024
B
Washington 1/26/2024
B
Minnesota 1/3/2025
B
Wyoming 6/9/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 6/29/2023
B
Registered with this firm since 6/9/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/09/2021 - 06/29/2023 | EL SEGUNDO, CA | |
IA | 08/04/2004 - 06/09/2021 | SAN JOSE, CA | |
B | 01/01/2004 - 06/09/2021 | SAN JOSE, CA | |
B | 04/24/1997 - 01/01/2004 | DES MOINES, IA | |
B | 01/01/1994 - 04/24/1997 | PALM BEACH GARDENS, FL | |
B | 01/01/1994 - 01/01/1994 | PALM BEACH GARDENS, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.