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EUGENE JOESEPH ROONEY JR
EUGENE JOSEPH ROONEY JR, Eugene Rooney
CRD#: 2370436
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 1290 AVENUE OF THE AMERICAS
4TH FL
NEW YORK, NY 10104
Registration History
19952000200520102015202020252 FIRMS2018 - 2022 (3 years)2 FIRMS2023 - Present (1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - 2018 (10 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2001 - 2008 (7 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1997 - 2001 (3 years)BSMITH BARNEY INC. (CRD# 7059)1994 - 1997 (3 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 1994 (<1 year)BL.C. WEGARD & CO., INC. (CRD# 3722)1993 - 1994 (<1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - 2018 (1 year)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2008 - 2013 (5 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - 2008 (6 years)
Disclosure(s)
View By:
9/28/2015
Customer Dispute
Withdrawn
License(s)

State Registrations

B
Florida 1/5/2024

IA
New York 12/13/2023

IA
Florida 1/11/2024

B
New York 12/14/2023

B
New Jersey 1/18/2024

B
Ohio 1/3/2024

IA
New Jersey 1/18/2024

IA
Ohio 1/9/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
1290 AVENUE OF THE AMERICAS 4TH FL, NEW YORK, NY 10104
Bronxville, NY
Registered with this firm since 12/13/2023

B
EQUITABLE ADVISORS, LLC (CRD#:6627)
1290 AVENUE OF THE AMERICAS 4TH FL, NEW YORK, NY 10104
Bronxville, NY
Registered with this firm since 12/13/2023

Previous Registration(s)
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IA
11/30/2018 - 07/26/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) NEW YORK, NY
B
12/01/2018 - 07/26/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) NEW YORK, NY
IA
11/13/2017 - 12/03/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEW YORK, NY
B
06/27/2008 - 12/03/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEW YORK, NY
IA
06/27/2008 - 12/31/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) NEW YORK, NY
IA
05/08/2002 - 07/11/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
B
03/02/2001 - 07/11/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
B
09/16/1997 - 03/05/2001 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
08/23/1994 - 09/23/1997 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
03/09/1994 - 03/10/1994 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
10/08/1993 - 02/08/1994 L.C. WEGARD & CO., INC. (CRD#:3722) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.