Individual Firm
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BARRY BRUCE BOWEN
CRD#: 2369839
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 2750 E. COTTONWOOD PARKWAY, #520
COTTONWOOD HEIGHTS, UT 84121
COTTONWOOD HEIGHTS, UT 84121
0
Disclosures
28
Years of Experience
View By:
State Registrations
B
Alaska 5/10/2023
B
Montana 5/10/2023
B
Arizona 5/10/2023
B
Nevada 5/10/2023
B
California 5/10/2023
B
New Mexico 5/10/2023
B
Colorado 5/10/2023
B
New York 5/10/2023
B
District of Columbia 6/8/2023
B
Oregon 5/10/2023
B
Florida 5/10/2023
B
Pennsylvania 10/1/2024
B
Georgia 5/10/2023
B
Texas 5/10/2023
B
Hawaii 1/19/2024
IA
Texas 5/10/2023
B
Idaho 5/10/2023
B
Utah 5/10/2023
B
Indiana 5/10/2023
IA
Utah 5/10/2023
B
Maine 5/10/2023
B
Washington 5/10/2023
B
Michigan 5/10/2023
B
Wisconsin 5/31/2023
B
Missouri 5/10/2023
B
Wyoming 5/10/2023
SRO Registrations
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B
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IA
Registered with this firm since 5/10/2023
B
Registered with this firm since 5/10/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/26/1996 - 05/19/2023 | SALT LAKE CITY, UT | |
B | 04/16/1996 - 05/19/2023 | SALT LAKE CITY, UT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.