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Andrew J. Lais
ANDREW J LAIS, Andreas J. Lais
CRD#: 2369693
IA
Investment Adviser
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Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 100 W. Broadway
Ste. 1240
Glendale, CA 91210
Registration History
19952000200520102015202020252 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2018 (8 years)2 FIRMS2018 - Present (6 years)BWESTERN INTERNATIONAL SECURITI... (CRD# 39262)1996 - 2007 (11 years)BBARABAN SECURITIES, INC. (CRD# 7659)1994 - 1996 (2 years)IAASSOCIATED PLANNERS INVESTMENT... (CRD# 104790)2008 - 2009 (<1 year)IAWESTERN INTERNATIONAL SECURITIES (CRD# 39262)2006 - 2007 (<1 year)
License(s)

State Registrations

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Arizona 3/1/2018

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California 3/2/2018

B
California 3/1/2018

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Oregon 3/1/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
100 W. Broadway Ste. 1240, Glendale, CA 91210
Registered with this firm since 3/2/2018

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WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
100 W. Broadway Ste. 1240, Glendale, CA 91210
Registered with this firm since 3/1/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
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09/08/2009 - 03/12/2018 LPL FINANCIAL LLC (CRD#:6413) PASADENA, CA
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09/08/2009 - 03/12/2018 LPL FINANCIAL LLC (CRD#:6413) PASADENA, CA
IA
11/11/2008 - 10/13/2009 ASSOCIATED PLANNERS INVESTMENT ADVISORY INC (CRD#:104790) BOSTON, MA
IA
11/16/2007 - 09/08/2009 ASSOCIATED SECURITIES CORP. (CRD#:12969) PASADENA, CA
B
11/16/2007 - 09/08/2009 ASSOCIATED SECURITIES CORP. (CRD#:12969) PASADENA, CA
B
07/22/1996 - 11/19/2007 WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262) PASADENA, CA
IA
11/08/2006 - 05/01/2007 WESTERN INTERNATIONAL SECURITIES (CRD#:39262) PASADENA, CA
B
01/01/1994 - 08/16/1996 BARABAN SECURITIES, INC. (CRD#:7659) LOS ANGELES, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.