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BRENDAN ROWAN CONNOLLY
CRD#: 2369356
IA
B
MORGAN STANLEYCRD#: 149777 233 South Wacker Drive
Suite 8600
Chicago, IL 60606
Suite 8600
Chicago, IL 60606
0
Disclosures
28
Years of Experience
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State Registrations
B
Alabama 5/9/2016
B
Minnesota 6/1/2009
B
Arizona 6/1/2009
B
Missouri 6/1/2009
B
Arkansas 4/26/2016
B
Montana 6/23/2022
B
California 6/1/2009
B
Nevada 6/1/2009
B
Colorado 5/3/2016
B
New Hampshire 6/1/2009
B
Connecticut 6/1/2009
B
New Jersey 7/2/2018
B
Delaware 1/26/2016
B
New York 6/1/2009
B
Florida 6/1/2009
B
North Carolina 6/21/2018
B
Georgia 1/10/2018
B
Ohio 6/1/2009
B
Illinois 6/1/2009
B
Oregon 6/1/2009
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Illinois 6/1/2009
B
Pennsylvania 11/15/2016
B
Indiana 6/1/2009
B
South Carolina 5/23/2019
IA
Indiana 1/31/2022
B
Tennessee 4/1/2015
B
Iowa 5/24/2013
B
Texas 6/1/2009
B
Kansas 4/30/2018
IA
Texas 6/1/2009
B
Kentucky 1/2/2019
B
Virginia 6/1/2009
B
Louisiana 3/19/2019
B
Washington 6/1/2009
B
Maryland 6/1/2009
B
West Virginia 10/18/2017
B
Massachusetts 6/1/2009
B
Wisconsin 6/1/2009
B
Michigan 6/1/2009
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/24/2009 - 06/01/2009 | CHICAGO, IL | |
B | 04/24/2009 - 06/01/2009 | CHICAGO, IL | |
IA | 05/16/2003 - 05/04/2009 | CHICAGO, IL | |
B | 05/16/2003 - 05/04/2009 | CHICAGO, IL | |
IA | 10/04/2002 - 07/10/2003 | CHICAGO, IL | |
B | 01/22/2002 - 05/16/2003 | DETROIT, MI | |
B | 10/10/1996 - 10/26/2001 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.