Individual Firm
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DEAN BERNARD CHALELA
DAN CHALELA
CRD#: 2369311
IA
B
LPL FINANCIAL LLCCRD#: 6413 402 MIDDLETOWN BLVD STE 204
LANGHORNE, PA 19047
LANGHORNE, PA 19047
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Delaware 7/21/2021
B
Minnesota 7/21/2021
IA
Delaware 7/21/2021
IA
Minnesota 7/21/2021
B
Florida 7/21/2021
B
New Jersey 7/21/2021
IA
Florida 7/21/2021
IA
New Jersey 7/21/2021
B
Georgia 10/5/2021
B
New York 7/21/2021
B
Maryland 7/21/2021
B
Pennsylvania 7/21/2021
IA
Maryland 7/21/2021
IA
Pennsylvania 7/21/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 7/21/2021
B
Registered with this firm since 7/21/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/03/2000 - 07/21/2021 | LANGHORNE, PA | |
B | 12/08/1998 - 07/21/2021 | LANGHORNE, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.