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MARY ANNE MAYER REDMOND
MA REDMOND, MARYANNE MAYER REDMOND
CRD#: 2369034
IA
B
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 4560 Belt Line Road
Suite 430
Addison, TX 75001-4566
Suite 430
Addison, TX 75001-4566
0
Disclosures
31
Years of Experience
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State Registrations
B
Alaska 1/7/2013
B
Ohio 7/26/2024
B
Arkansas 6/13/2011
B
Oklahoma 1/20/2016
B
Colorado 2/15/2023
B
South Carolina 11/21/2024
B
Connecticut 1/3/2023
B
Texas 1/22/2003
B
Georgia 1/3/2023
IA
Texas 7/24/2003
B
New Jersey 1/22/2003
B
Washington 9/25/2023
B
New York 1/22/2003
SRO Registrations
B
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IA
Registered with this firm since 7/24/2003
B
Registered with this firm since 1/22/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/22/1998 - 12/31/2002 | FORT WORTH, TX | |
B | 02/26/1998 - 05/15/1998 | LB29 DALLAS, TX | |
B | 05/14/1996 - 12/31/1997 | SCOTTSDALE, AZ | |
B | 07/19/1993 - 05/09/1996 | DES MOINES, IA |
SCOTTSDALE, AZ
05/14/1996 - 12/31/1997
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.