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KENNETH W JUDD
CRD#: 2367981
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 13500 Evening Creek Dr N, Suite 100
San Diego, CA 92128
Registration History
19952000200520102015202020252 FIRMS2008 - 2018 (10 years)2 FIRMS2018 - Present (6 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1996 - 2008 (11 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1993 - 1996 (2 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)1997 - 2008 (10 years)
License(s)

State Registrations

B
Arizona 8/2/2018

B
Nebraska 8/2/2018

B
California 8/2/2018

B
New Mexico 1/28/2019

IA
California 8/2/2018

B
New York 8/2/2018

B
Colorado 10/15/2018

B
North Carolina 9/27/2024

B
Florida 9/16/2021

B
Ohio 1/5/2024

B
Georgia 1/5/2024

B
Oklahoma 2/10/2025

B
Hawaii 2/29/2024

B
Oregon 1/5/2024

B
Idaho 8/2/2018

B
Pennsylvania 8/2/2018

B
Illinois 8/2/2018

B
South Carolina 8/2/2018

B
Iowa 1/5/2024

B
Tennessee 8/2/2018

B
Kansas 8/24/2018

B
Texas 8/2/2018

B
Maryland 8/2/2018

IA
Texas 8/2/2018

B
Massachusetts 1/5/2024

B
Virginia 3/25/2019

B
Michigan 10/24/2018

B
Washington 8/2/2018

B
Missouri 6/28/2023

B
Wisconsin 11/28/2022

B
Montana 1/5/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
13500 Evening Creek Dr N, Suite 100, San Diego, CA 92128
San Diego, CA
Registered with this firm since 8/2/2018

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
13500 Evening Creek Dr N, Suite 100, San Diego, CA 92128
San Diego, CA
Registered with this firm since 8/2/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/2008 - 08/07/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN DIEGO, CA
B
01/01/2008 - 08/07/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN DIEGO, CA
B
07/02/1996 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SAN DIEGO, CA
IA
07/08/1997 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SAN DIEGO, CA
B
08/11/1993 - 07/10/1996 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.