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DAVID CAWLEY
DAVID JOHN CAWLEY
CRD#: 2367569
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 One Fayette Street, Two Tower Bridge
Suite 140
Conshohocken, PA 19428
Registration History
19952000200520102015202020252 FIRMS2024 - Present (1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2009 - 2024 (14 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1996 - 2009 (12 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1994 - 1996 (2 years)BHIBBARD BROWN & CO., INC. (CRD# 18246)1993 - 1993 (<1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - 2024 (7 years)
License(s)

State Registrations

B
Arizona 3/22/2024

B
New Jersey 1/16/2024

B
California 1/16/2024

B
New York 1/16/2024

B
Connecticut 3/22/2024

B
Ohio 3/25/2024

B
Delaware 1/16/2024

B
Oklahoma 1/16/2024

B
District of Columbia 1/16/2024

B
Pennsylvania 1/16/2024

B
Florida 1/16/2024

IA
Pennsylvania 1/16/2024

B
Georgia 1/16/2024

B
South Carolina 1/16/2024

B
Illinois 1/24/2024

B
Tennessee 1/16/2024

B
Kansas 3/22/2024

B
Texas 3/22/2024

B
Maine 3/22/2024

IA
Texas 3/23/2024

B
Maryland 1/16/2024

B
Vermont 1/16/2024

B
Massachusetts 1/16/2024

B
Virgin Islands 3/22/2024

B
Michigan 1/16/2024

B
Virginia 1/16/2024

B
Minnesota 1/16/2024

B
West Virginia 1/16/2024

B
Montana 3/22/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
One Fayette Street, Two Tower Bridge Suite 140, Conshohocken, PA 19428
Registered with this firm since 1/16/2024

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
One Fayette Street, Two Tower Bridge Suite 140, Conshohocken, PA 19428
Registered with this firm since 1/16/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/08/2016 - 01/16/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CONSHOHOCKEN, PA
B
02/27/2009 - 01/16/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CONSHOHOCKEN, PA
B
10/08/1996 - 03/20/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WEST CONSHOHOCKEN, PA
B
03/16/1994 - 10/14/1996 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
B
07/29/1993 - 12/16/1993 HIBBARD BROWN & CO., INC. (CRD#:18246)
FINRA expelled the firm on 02/22/1996
NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.