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Detailed Report
Hans Herr
HANS C HERR, HANS CHRISTIAN HERR, HANS HERR
CRD#: 2367503
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1600 WEST 45TH
MUNSTER, IN 46321
Registration History
19952000200520102015202020252 FIRMS2002 - 2007 (5 years)2 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2011 (3 years)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - Present (12 years)BH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)1993 - 2002 (8 years)
License(s)

State Registrations

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Alabama 8/31/2023
B
Nebraska 8/31/2023
B
Alaska 8/31/2023
B
Nevada 9/30/2015
B
Arizona 4/10/2015
B
New Hampshire 8/31/2023
B
Arkansas 8/31/2023
B
New Jersey 8/31/2023
B
California 11/12/2015
B
New Mexico 8/31/2023
B
Colorado 8/31/2023
B
New York 8/31/2023
B
Connecticut 8/31/2023
B
North Carolina 10/13/2014
B
Delaware 8/31/2023
B
North Dakota 8/31/2023
B
District of Columbia 8/31/2023
B
Ohio 8/31/2023
B
Florida 12/12/2013
B
Oklahoma 8/31/2023
B
Georgia 8/31/2023
B
Oregon 1/17/2023
B
Hawaii 8/31/2023
B
Pennsylvania 8/31/2023
B
Idaho 8/31/2023
B
Puerto Rico 8/31/2023
B
Illinois 10/1/2012
B
Rhode Island 4/7/2016
B
Indiana 10/1/2012
B
South Carolina 10/1/2012
IA
Indiana 10/1/2012
B
South Dakota 8/31/2023
B
Iowa 8/31/2023
B
Tennessee 6/7/2022
B
Kansas 8/31/2023
B
Texas 1/3/2018
B
Kentucky 8/31/2023
IA
Texas 1/12/2018
B
Louisiana 8/31/2023
B
Utah 5/28/2021
B
Maine 8/31/2023
B
Vermont 8/31/2023
B
Maryland 8/31/2023
B
Virgin Islands 8/31/2023
B
Massachusetts 8/31/2023
B
Virginia 8/31/2023
B
Michigan 8/29/2014
B
Washington 7/25/2022
B
Minnesota 8/31/2023
B
West Virginia 8/31/2023
B
Mississippi 8/31/2023
B
Wisconsin 8/31/2023
B
Missouri 8/31/2023
B
Wyoming 8/31/2023
B
Montana 8/31/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1600 WEST 45TH, MUNSTER, IN 46321
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1600 WEST 45TH, MUNSTER, IN 46321
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/09/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MUNSTER, IN
B
 03/09/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MUNSTER, IN
IA
 09/16/2008 - 12/22/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MERRILLVILLE, IN
B
 09/16/2008 - 12/22/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MERRILLVILLE, IN
IA
 09/28/2007 - 03/17/2008 STRATEGIC FINANCIAL GROUP, LLC (CRD#:144287) MERRILLVILLE, IN
B
 10/11/2007 - 03/13/2008 SII INVESTMENTS, INC. (CRD#:2225) MERRILLVILLE, IN
IA
 03/13/2002 - 10/12/2007 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) MERRILLVILLE, IN
B
 02/27/2002 - 10/12/2007 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) MERRILLVILLE, IN
B
 08/04/1993 - 03/04/2002 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.