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JOHN ANTHONY SPADA
JOHN A SPADA
CRD#: 2367346
IA
B
MORGAN STANLEYCRD#: 149777 333 South Tamiami Trail
Suite 199
Venice, FL 34285
Suite 199
Venice, FL 34285
0
Disclosures
31
Years of Experience
View By:
State Registrations
B
Alabama 2/8/2024
B
New Hampshire 6/1/2009
B
Arizona 5/12/2015
B
New Jersey 6/1/2009
B
California 6/1/2009
IA
New Jersey 6/1/2009
B
Colorado 6/1/2009
B
New Mexico 9/28/2017
B
Connecticut 6/1/2009
B
New York 6/1/2009
B
Delaware 6/19/2013
B
North Carolina 6/1/2009
B
District of Columbia 10/4/2016
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Oregon 9/15/2021
IA
Florida 12/15/2020
B
Pennsylvania 6/1/2009
B
Georgia 6/1/2009
B
Rhode Island 1/23/2024
B
Hawaii 8/29/2023
B
South Carolina 3/21/2018
B
Idaho 4/13/2022
B
Tennessee 9/8/2020
B
Illinois 2/17/2016
B
Texas 1/2/2020
B
Kansas 6/15/2017
IA
Texas 4/8/2020
B
Maine 4/13/2022
B
Utah 4/13/2022
B
Maryland 1/26/2018
B
Vermont 6/1/2009
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 6/1/2009
B
Washington 6/1/2009
B
Missouri 9/2/2009
B
Wisconsin 6/3/2021
B
Nevada 1/5/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/05/2008 - 06/01/2009 | SHORT HILLS, NJ | |
B | 12/05/2008 - 06/01/2009 | SHORT HILLS, NJ | |
IA | 03/03/1997 - 12/10/2008 | SHORT HILLS, NJ | |
B | 08/13/1993 - 12/10/2008 | SHORT HILLS, NJ |
SHORT HILLS, NJ
03/03/1997 - 12/10/2008
SHORT HILLS, NJ
08/13/1993 - 12/10/2008
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.