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DENNIS KLEES
DENNIS (NONE) KLEES, DENNIS KLESS, Dennis Klees
CRD#: 2367254
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1540 EAST SOUTHLAKE BLVD.
SOUTHLAKE, TX 76092
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 ARGYLE, TX
Registration History
19952000200520102015202020252 FIRMS2011 - 2021 (10 years)2 FIRMS2022 - Present (2 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1998 - 2011 (12 years)BTHE DREYFUS SERVICE CORPORATION (CRD# 231)1996 - 1998 (2 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1994 - 1996 (2 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1994 - 1994 (<1 year)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2011 - 2018 (6 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2008 - 2011 (2 years)
License(s)

State Registrations

B
Massachusetts 2/6/2024

IA
Texas 9/13/2022

B
Texas 9/2/2022

B
Utah 2/6/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1540 EAST SOUTHLAKE BLVD., SOUTHLAKE, TX 76092
Registered with this firm since 9/13/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
ARGYLE, TX
1540 EAST SOUTHLAKE BLVD., SOUTHLAKE, TX 76092-6422
Registered with this firm since 9/2/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/22/2011 - 10/07/2021 TD AMERITRADE, INC. (CRD#:7870) Southlake, TX
B
08/22/2011 - 10/07/2021 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
IA
08/22/2011 - 06/29/2018 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) STAMFORD, CT
IA
11/11/2008 - 08/25/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) NEW YORK CITY, NY
B
11/24/1998 - 08/25/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) NEW YORK CITY, NY
B
09/19/1996 - 10/30/1998 THE DREYFUS SERVICE CORPORATION (CRD#:231) NEW YORK, NY
B
09/12/1994 - 09/26/1996 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
02/23/1994 - 09/12/1994 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
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