Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DAVID ELGIN MEADORS
DAVID E TENDER, DAVID TENDER
CRD#: 2366394
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Frisco, TX
Registration History
19952000200520102015202020253 FIRMS1993 - 1994 (<1 year)2 FIRMS2000 - 2003 (2 years)2 FIRMS2003 - 2009 (5 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BPAINEWEBBER INCORPORATED (CRD# 8174)2000 - 2000 (<1 year)BJ.C. BRADFORD & CO. (CRD# 1287)1999 - 2000 (1 year)BDAIN RAUSCHER INCORPORATED (CRD# 31194)1998 - 1999 (1 year)BDAIN RAUSCHER INCORPORATED (CRD# 7600)1998 - 1998 (<1 year)BRAUSCHER PIERCE REFSNES, INC. (CRD# 6663)1995 - 1998 (2 years)BSMITH BARNEY INC. (CRD# 7059)1994 - 1995 (<1 year)
License(s)

State Registrations

B
Alabama 6/1/2009
B
Missouri 6/1/2009
B
Alaska 1/30/2012
B
Montana 1/28/2025
B
Arizona 6/1/2009
B
Nevada 6/1/2009
B
Arkansas 6/1/2009
B
New Hampshire 7/2/2024
B
California 6/1/2009
B
New Jersey 7/13/2020
B
Colorado 6/1/2009
B
New Mexico 6/1/2009
B
Connecticut 4/4/2018
B
New York 6/1/2009
B
Delaware 10/10/2023
B
North Carolina 6/1/2009
B
District of Columbia 12/13/2022
B
Ohio 6/1/2009
B
Florida 7/3/2018
B
Oklahoma 4/27/2023
B
Georgia 6/1/2009
B
Oregon 4/27/2023
B
Hawaii 4/27/2023
B
Pennsylvania 4/27/2023
B
Illinois 11/1/2022
B
Puerto Rico 2/7/2024
B
Indiana 6/1/2009
B
Rhode Island 7/9/2024
B
Iowa 3/26/2020
B
South Carolina 2/25/2021
B
Kansas 9/7/2018
B
Tennessee 6/1/2009
B
Kentucky 7/17/2014
B
Texas 6/1/2009
B
Louisiana 6/1/2009
IA
Texas 6/1/2009
B
Maine 6/15/2021
B
Virgin Islands 4/27/2023
B
Maryland 6/1/2009
B
Virginia 1/13/2020
B
Massachusetts 4/27/2023
B
Washington 3/20/2018
B
Michigan 6/1/2009
B
West Virginia 4/27/2023
B
Minnesota 5/23/2024
B
Wisconsin 6/1/2009
B
Mississippi 1/8/2010

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Frisco, TX
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
Frisco, TX
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/03/2009 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PLANO, TX
B
 04/03/2009 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PLANO, TX
IA
 07/01/2003 - 04/07/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) PLANO, TX
B
 07/01/2003 - 04/07/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) PLANO, TX
IA
 08/21/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) PLANO, TX
B
 08/21/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 08/14/2000 - 09/05/2000 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 02/22/1999 - 08/14/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
B
 03/02/1998 - 03/02/1999 DAIN RAUSCHER INCORPORATED (CRD#:31194) NEW YORK, NY
B
 01/02/1998 - 03/02/1998 DAIN RAUSCHER INCORPORATED (CRD#:7600)
B
 03/06/1995 - 01/02/1998 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663) DALLAS, TX
B
 07/25/1994 - 03/16/1995 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 12/13/1993 - 06/30/1994 REYNOLDS KENDRICK STRATTON, INC. (CRD#:10414)
B
 12/13/1993 - 03/24/1994 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 12/13/1993 - 03/24/1994 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.