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BRIAN JAY FINE
BRIAN JAY FINKELMAN
CRD#: 2366369
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 21600 OXNARD ST, 18TH FL, TOWER I
WARNER CENTER TOWERS
WOODLAND HILLS, CA 91367
Registration History
19952000200520102015202020252 FIRMS2000 - 2003 (3 years)2 FIRMS2003 - Present (21 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1996 - 2000 (4 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1993 - 1996 (3 years)
License(s)

State Registrations

B
Arizona 10/29/2008

B
Nevada 7/1/2003

B
California 7/1/2003

B
New Jersey 6/29/2023

IA
California 7/1/2003

B
New York 7/1/2003

B
Colorado 1/19/2011

B
North Carolina 1/4/2021

B
Connecticut 7/1/2003

B
Oregon 7/6/2009

B
District of Columbia 11/6/2019

B
Pennsylvania 1/19/2011

B
Florida 7/1/2003

B
Tennessee 1/11/2011

B
Illinois 2/18/2022

B
Texas 11/29/2010

B
Maryland 8/29/2006

IA
Texas 12/6/2010

B
Massachusetts 7/1/2003

B
Utah 1/11/2011

B
Michigan 1/19/2023

B
Virginia 1/27/2010

B
Minnesota 10/28/2021

B
Washington 1/11/2011

B
Missouri 2/13/2014

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
21600 OXNARD ST, 18TH FL, TOWER I WARNER CENTER TOWERS, WOODLAND HILLS, CA 91367
WOODLAND HILLS, CA
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
21600 OXNARD ST, 18TH FL, TOWER I WARNER CENTER TOWERS, WOODLAND HILLS, CA 91367
WOODLAND HILLS, CA
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/24/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) ENCINO, CA
B
07/06/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
07/11/1996 - 07/11/2000 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
07/27/1993 - 07/02/1996 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.