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Detailed Report
DAVID NEIL KOZODOY
CRD#: 2366138
IA
Investment Adviser
NEWPORT CAPITAL GROUP, LLCCRD#: 144442 12 BROAD STREET, 5TH FLOOR
RED BANK, NJ 07701
Registration History
2014201520162017201820192020202120222023202420252026IANEWPORT CAPITAL GROUP, LLC (CRD# 144442)2014 - Present (10 years)
License(s)

State Registrations

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New Jersey 4/8/2014
Current Registration(s)
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NEWPORT CAPITAL GROUP, LLC (CRD#:144442)
12 BROAD STREET, 5TH FLOOR, RED BANK, NJ 07701
Registered with this firm since 4/8/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.