Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
KEITH MICHAEL VANCE
KEITH M VANCE
CRD#: 2365502
IA
Investment Adviser
B
Broker
STRATEGIC ADVISERS LLCCRD#: 104555 155 SEAPORT BLVD
BOSTON, MA 02210-2698
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 123-127 SOUTH LAKE AVE.
PASADENA, CA 91101
Registration History
1995200020052010201520202025IASTRATEGIC ADVISERS LLC (CRD# 104555)2025 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2000 - Present (24 years)BTHE DREYFUS SERVICE CORPORATION (CRD# 231)1997 - 2000 (3 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1994 - 1996 (2 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1993 - 1994 (<1 year)BAMERICORP SECURITIES, INC. (CRD# 30405)1993 - 1993 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2025 (6 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2010 - 2018 (8 years)
Disclosure(s)
View By:
11/25/1996
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 4/29/2022
B
Nebraska 5/2/2022
B
Alaska 5/2/2022
B
Nevada 5/10/2022
B
Arizona 8/16/2017
IA
Nevada 3/31/2025
B
Arkansas 4/29/2022
B
New Hampshire 5/5/2022
B
California 11/20/2000
B
New Jersey 4/29/2022
IA
California 3/31/2025
B
New Mexico 4/29/2022
B
Colorado 4/29/2022
B
New York 8/29/2017
B
Connecticut 4/29/2022
B
North Carolina 4/29/2022
B
Delaware 5/3/2022
B
North Dakota 5/4/2022
B
District of Columbia 5/4/2022
B
Ohio 4/29/2022
B
Florida 3/7/2022
B
Oklahoma 5/3/2022
B
Georgia 8/13/2021
B
Oregon 4/29/2022
B
Hawaii 8/15/2017
B
Pennsylvania 4/29/2022
B
Idaho 8/18/2020
B
Puerto Rico 5/4/2022
B
Illinois 5/4/2022
B
Rhode Island 8/18/2017
B
Indiana 5/5/2022
B
South Carolina 5/2/2022
B
Iowa 5/2/2022
B
South Dakota 5/20/2022
B
Kansas 4/29/2022
B
Tennessee 4/29/2022
B
Kentucky 5/2/2022
B
Texas 8/16/2017
B
Louisiana 5/3/2022
IA
Texas 3/31/2025
B
Maine 4/29/2022
B
Utah 4/29/2022
B
Maryland 5/3/2022
B
Vermont 4/29/2022
B
Massachusetts 5/26/2022
B
Virgin Islands 5/9/2022
B
Michigan 5/2/2022
B
Virginia 4/30/2022
B
Minnesota 4/29/2022
B
Washington 2/18/2011
B
Mississippi 5/2/2022
B
West Virginia 5/2/2022
B
Missouri 4/29/2022
B
Wisconsin 4/29/2022
B
Montana 4/29/2022
B
Wyoming 5/2/2022

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STRATEGIC ADVISERS LLC (CRD#:104555)
155 SEAPORT BLVD, BOSTON, MA 02210-2698
Registered with this firm since 3/31/2025
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
123-127 SOUTH LAKE AVE., PASADENA, CA 91101
VALENCIA, CA
Registered with this firm since 11/20/2000
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/13/2018 - 03/31/2025 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) PASADENA, CA
IA
 03/22/2010 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) PASADENA, CA
B
 03/24/1997 - 10/13/2000 THE DREYFUS SERVICE CORPORATION (CRD#:231) NEW YORK, NY
B
 02/14/1994 - 12/10/1996 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
B
 10/22/1993 - 01/28/1994 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 09/10/1993 - 10/07/1993 AMERICORP SECURITIES, INC. (CRD#:30405) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.