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JANINE LOUISE TRUJILLO
JANINE LOUISE FERRERAS, JANINE L TRUJILLO
CRD#: 2364730
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RBC CAPITAL MARKETS, LLCCRD#: 31194 400 Spectrum Center Drive
Suite 200
Irvine, CA 92618
Suite 200
Irvine, CA 92618
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Disclosures
20
Years of Experience
View By:
State Registrations
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Alabama 10/26/2023
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Montana 10/26/2023
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Alaska 10/26/2023
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Nevada 10/26/2023
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Arizona 10/26/2023
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New Hampshire 10/26/2023
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California 5/19/2023
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New Mexico 10/26/2023
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California 5/22/2023
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New York 10/26/2023
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Colorado 10/26/2023
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North Carolina 10/26/2023
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Connecticut 10/26/2023
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Ohio 10/26/2023
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Delaware 10/26/2023
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Oregon 10/26/2023
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Florida 10/26/2023
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Pennsylvania 10/26/2023
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Georgia 10/26/2023
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South Carolina 10/26/2023
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Hawaii 10/26/2023
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Texas 10/26/2023
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Idaho 10/26/2023
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Texas 10/27/2023
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Illinois 10/26/2023
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Utah 10/26/2023
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Indiana 10/26/2023
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Virginia 10/26/2023
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Iowa 11/16/2023
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Washington 10/26/2023
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Louisiana 10/26/2023
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Wisconsin 10/26/2023
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Maine 10/26/2023
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Wyoming 10/26/2023
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Missouri 10/26/2023
SRO Registrations
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Learn about permitted activities of registered principals
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Registered with this firm since 5/22/2023
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Registered with this firm since 5/19/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/15/2021 - 05/18/2023 | Newport Beach, CA | |
B | 06/15/2021 - 05/18/2023 | NEWPORT BEACH, CA | |
IA | 03/07/2014 - 06/25/2021 | NEWPORT BEACH, CA | |
B | 01/31/2014 - 06/25/2021 | NEWPORT BEACH, CA | |
B | 01/04/2000 - 07/12/2007 | SAN JUAN CAPISTRANO, CA | |
B | 07/20/1999 - 12/16/1999 | SAN FRANCISCO, CA | |
B | 06/29/1998 - 07/30/1999 | SAN FRANCISCO, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.