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Detailed Report
Jack Keleshian
JACK HAROLD KELESHIAN
CRD#: 2364159
IA
Investment Adviser
B
Broker
CLARFELDCRD#: 106743 200 Station Drive
MWS412
Westwood, MA 02090
CITIZENS SECURITIES, INC.CRD#: 39550 200 STATION DRIVE
WESTWOOD, MA 02090
Registration History
19952000200520102015202020252 FIRMS2001 - 2009 (8 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2010 - 2017 (7 years)2 FIRMS2017 - Present (7 years)IACLARFELD (CRD# 106743)2020 - Present (5 years)BWELLS FARGO SECURITIES INC. (CRD# 17438)1996 - 2001 (4 years)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1994 - 1995 (<1 year)BINVEST FINANCIAL CORPORATION (CRD# 12984)1993 - 1994 (1 year)
Disclosure(s)
View By:
7/6/2010
Customer Dispute
Settled
9/15/2008
Customer Dispute
Settled
2/14/2006
Customer Dispute
Settled
License(s)

State Registrations

B
Massachusetts 1/16/2018
IA
New Hampshire 11/1/2018
IA
Massachusetts 1/3/2020
B
Rhode Island 12/15/2017
B
New Hampshire 11/1/2018
IA
Rhode Island 12/15/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CLARFELD (CRD#:106743)
200 Station Drive MWS412, Westwood, MA 02090
Registered with this firm since 1/3/2020
IA
CITIZENS SECURITIES, INC. (CRD#:39550)
200 STATION DRIVE, WESTWOOD, MA 02090
Registered with this firm since 12/15/2017
B
CITIZENS SECURITIES, INC. (CRD#:39550)
200 STATION DRIVE, WESTWOOD, MA 02090
Registered with this firm since 12/8/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/17/2010 - 11/30/2017 BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS (CRD#:29357) PASADENA, CA
B
 02/19/2010 - 11/30/2017 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) PASADENA, CA
IA
 09/10/2009 - 10/16/2009 J.P.MORGAN SECURITIES INC. (CRD#:79) LOS ANGELES, CA
B
 09/09/2009 - 10/16/2009 J.P. MORGAN SECURITIES INC. (CRD#:79) LOS ANGELES, CA
IA
 05/15/2001 - 08/26/2009 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PASADENA, CA
B
 05/02/2001 - 08/26/2009 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PASADENA, CA
B
 11/26/1996 - 05/02/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
 09/01/1994 - 05/16/1995 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229) NORTHRIDGE, CA
B
 06/21/1993 - 09/06/1994 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.