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DAVID EDWARD FARLEY
CRD#: 2364068
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 422 East Mitchell Street
2nd Floor - Unit 3
PETOSKEY, MI 49770
Registration History
1995200020052010201520202025IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2010 - Present (14 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)1998 - Present (26 years)BRONEY & CO. (CRD# 45091)1998 - 1999 (1 year)BRONEY & CO. L.L.C. (CRD# 900)1993 - 1998 (4 years)
License(s)

State Registrations

B
Arizona 9/23/2010

IA
Michigan 10/12/2010

B
Arkansas 1/3/2022

B
Minnesota 1/17/2008

B
California 9/25/1999

B
Missouri 1/3/2012

B
Colorado 9/25/1999

B
New York 1/3/2012

B
District of Columbia 1/3/2020

B
North Carolina 1/4/2019

B
Florida 9/25/1999

B
Ohio 9/25/1999

B
Georgia 12/18/2023

B
Oregon 2/16/2012

B
Illinois 9/25/1999

B
Pennsylvania 6/13/2013

B
Indiana 1/2/2004

B
Texas 9/15/2015

B
Iowa 2/16/2021

IA
Texas 1/2/2018

B
Kentucky 1/3/2012

B
Utah 10/20/2017

B
Maine 1/7/2015

B
Virginia 9/25/1999

B
Maryland 7/10/2012

B
Washington 5/13/2010

B
Massachusetts 8/11/2023

B
Wisconsin 10/8/2014

B
Michigan 9/25/1999

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
422 East Mitchell Street 2nd Floor - Unit 3, PETOSKEY, MI 49770
Registered with this firm since 10/12/2010

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
422 East Mitchell Street 2nd Floor - Unit 3, PETOSKEY, MI 49770
Registered with this firm since 6/16/1998

Previous Registration(s)
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B
05/11/1998 - 09/25/1999 RONEY & CO. (CRD#:45091) DETROIT, MI
B
07/13/1993 - 05/11/1998 RONEY & CO. L.L.C. (CRD#:900) DETROIT, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.