• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SALVATORE CHARLES CARUSO
SAL C CARUSO
CRD#: 2363696
IA
Investment Adviser
B
Previous Broker
TSG ALPHA PARTNERS, LLCCRD#: 319493 3275 VETERANS MEMORIAL HIGHWAY
SUITE B9
RONKONKOMA, NY 11779
Registration History
1995200020052010201520202025IATSG ALPHA PARTNERS, LLC (CRD# 319493)2022 - Present (2 years)IAQUANTUM ADVISORY GROUP, LLC (CRD# 286341)2021 - Present (3 years)BLEGEND SECURITIES, INC. (CRD# 44952)1998 - 2017 (18 years)BLEGEND TRADING, LLC (CRD# 150567)2009 - 2011 (1 year)BMOMENTUM TRADING PARTNERS, LLC (CRD# 140264)2006 - 2010 (4 years)BAMERICAN INVESTMENT SERVICES, INC. (CRD# 21111)1996 - 1998 (2 years)BSECURA INVESTMENTS, INC. (CRD# 2225)1996 - 1996 (<1 year)BINDEPENDENT FINANCIAL SECURITI... (CRD# 19924)1993 - 1995 (1 year)
Disclosure(s)
View By:
8/31/2018
Financial
Final
5/16/2011
Regulatory
Final
License(s)

State Registrations

IA
Florida 9/20/2024

IA
New York 8/31/2021

IA
Louisiana 4/17/2023

IA
Texas 10/30/2023

IA
New Jersey 10/19/2023

Current Registration(s)
IA
TSG ALPHA PARTNERS, LLC (CRD#:319493)
3275 VETERANS MEMORIAL HIGHWAY SUITE B9, RONKONKOMA, NY 11779
Registered with this firm since 8/30/2022

IA
QUANTUM ADVISORY GROUP, LLC (CRD#:286341)
3275 Veterans Memorial Hwy, Ronkonkoma, NY 11779
Registered with this firm since 8/31/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/19/1998 - 01/19/2017 LEGEND SECURITIES, INC. (CRD#:44952)
FINRA expelled the firm on 04/17/2017
NEW YORK, NY
B
09/15/2009 - 06/13/2011 LEGEND TRADING, LLC (CRD#:150567) NEW YORK, NY
B
10/27/2006 - 11/01/2010 MOMENTUM TRADING PARTNERS, LLC (CRD#:140264) GREAT NECK, NY
B
09/06/1996 - 12/01/1998 AMERICAN INVESTMENT SERVICES, INC. (CRD#:21111)
FINRA expelled the firm on 02/13/2003
OKLAHOMA CITY, OK
B
06/05/1996 - 09/18/1996 SECURA INVESTMENTS, INC. (CRD#:2225) APPLETON, WI
B
10/08/1993 - 06/09/1995 INDEPENDENT FINANCIAL SECURITIES, INC. (CRD#:19924)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.