Individual Firm
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MARK ADAM FRIEDRICH
CRD#: 2362674
IA
B
LPL FINANCIAL LLCCRD#: 6413 INTERNATIONAL TRADE CENTER
350 CLARK DRIVE, SUITE 104C
BUDD LAKE, NJ 07828
350 CLARK DRIVE, SUITE 104C
BUDD LAKE, NJ 07828
0
Disclosures
31
Years of Experience
View By:
State Registrations
IA
Connecticut 3/6/2025
IA
New Jersey 3/6/2025
B
Florida 6/2/2003
B
New York 3/6/2025
IA
Florida 3/6/2025
IA
New York 3/6/2025
B
Georgia 3/6/2025
B
North Carolina 3/6/2025
IA
Georgia 3/6/2025
IA
North Carolina 3/6/2025
B
Indiana 3/6/2025
B
Ohio 3/6/2025
B
Maryland 3/6/2025
B
Pennsylvania 3/6/2025
IA
Maryland 3/6/2025
IA
Pennsylvania 3/6/2025
B
Michigan 3/6/2025
B
South Carolina 3/6/2025
B
Montana 3/6/2025
IA
South Carolina 3/6/2025
IA
Montana 3/6/2025
B
Virginia 3/6/2025
B
Nevada 3/6/2025
IA
West Virginia 3/6/2025
B
New Jersey 3/6/2025
SRO Registrations
B
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IA
Registered with this firm since 3/6/2025
B
Registered with this firm since 3/6/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/04/2010 - 03/06/2025 | BUDD LAKE, NJ | |
B | 06/02/2003 - 03/06/2025 | BUDD LAKE, NJ | |
B | 12/01/1997 - 06/10/2003 | MIAMI, FL | |
B | 06/06/1997 - 12/11/1997 | FORT MILL, SC | |
B | 05/25/1995 - 06/17/1997 | MINNEAPOLIS, MN | |
B | 05/25/1995 - 06/17/1997 | MINNEAPOLIS, MN | |
B | 07/21/1993 - 06/02/1995 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.