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Kevin Devon Olison
KEVIN OLISON
CRD#: 2362526
IA
B
GROVE POINT ADVISORS, LLCCRD#: 313171 111 Deerwood Road
Suite 200
San Ramon, CA 94583
Suite 200
San Ramon, CA 94583
GROVE POINT INVESTMENTS, LLCCRD#: 1763 111 DEERWOOD RD
STE 200
SAN RAMON, CA 94583
STE 200
SAN RAMON, CA 94583
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11/20/2023
Financial
Final
8/2/2023
Judgment / Lien
3/29/2017
Judgment / Lien
5/5/2014
Judgment / Lien
3/1/2006
Customer Dispute
Settled
State Registrations
B
Arizona 7/21/2023
B
New Jersey 9/9/2024
B
California 10/21/2011
B
New York 10/21/2011
IA
California 4/1/2021
B
Pennsylvania 11/21/2011
B
Georgia 7/12/2023
B
Texas 11/20/2020
B
Louisiana 7/10/2023
IA
Texas 12/21/2023
B
Missouri 11/26/2014
B
Virginia 7/9/2020
B
Nevada 10/21/2011
SRO Registrations
B
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IA
Registered with this firm since 4/1/2021
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Registered with this firm since 10/21/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/24/2011 - 04/01/2021 | ROCKVILLE, MD | |
IA | 09/02/2010 - 10/24/2011 | WOODBURY, NY | |
B | 09/01/2010 - 10/24/2011 | SAN RAMON, CA | |
IA | 12/18/2007 - 09/28/2010 | SAN RAMON, CA | |
B | 12/14/2007 - 09/28/2010 | SAN RAMON, CA | |
IA | 08/15/2006 - 12/17/2007 | FT. LAUDERDALE, FL | |
B | 01/19/2006 - 12/17/2007 | SAN RAMON, CA | |
IA | 01/19/2006 - 08/15/2006 | SAN RAMON, CA | |
IA | 10/31/2005 - 01/27/2006 | WALNUT CREEK, CA | |
B | 10/31/2005 - 01/27/2006 | WALNUT CREEK, CA | |
IA | 09/08/2004 - 10/31/2005 | WALNUT CREEK, CA | |
B | 02/19/2004 - 10/31/2005 | PHOENIX, AZ | |
B | 07/26/1993 - 08/31/1993 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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