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STEVEN LEE GOLDBERG
CRD#: 2362383
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 313 South Avenue
Ste. 105
Fanwood, NJ 07023
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 313 South Avenue
Ste. 105
Fanwood, NJ 07023
Registration History
19952000200520102015202020252 FIRMS1993 - 1996 (3 years)2 FIRMS2024 - Present (1 year)BFAMILY INVESTORS COMPANY (CRD# 1785)2000 - 2024 (23 years)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)1996 - 2000 (3 years)
License(s)

State Registrations

B
Alabama 1/4/2024

B
North Carolina 1/4/2024

B
Florida 1/4/2024

B
Pennsylvania 1/4/2024

B
New Jersey 1/4/2024

B
South Carolina 1/4/2024

IA
New Jersey 1/24/2024

B
Texas 1/4/2024

B
New York 1/4/2024

IA
Texas 1/24/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
313 South Avenue Ste. 105, Fanwood, NJ 07023
Registered with this firm since 1/24/2024

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
313 South Avenue Ste. 105, Fanwood, NJ 07023
Registered with this firm since 1/4/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/18/2000 - 01/17/2024 FAMILY INVESTORS COMPANY (CRD#:1785) FANWOOD, NJ
B
07/19/1996 - 05/02/2000 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) NEWARK, DE
B
06/30/1993 - 07/29/1996 EQ FINANCIAL CONSULTANTS, INC. (CRD#:6627) NEW YORK, NY
B
06/30/1993 - 07/29/1996 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.