Individual Firm
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STEPHEN ADAM MAZER
CRD#: 2362361
IA
B
MARINER INDEPENDENTCRD#: 305418 366 Friar Trail
Annapolis, MD 21401
Annapolis, MD 21401
0
Disclosures
15
Years of Experience
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State Registrations
IA
Maryland 1/16/2024
IA
Texas 1/16/2024
IA
Registered with this firm since 1/16/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/15/2022 - 01/22/2024 | Annapolis, MD | |
IA | 06/29/2023 - 01/19/2024 | Annapolis, MD | |
B | 09/21/2022 - 01/19/2024 | EL SEGUNDO, CA | |
IA | 02/17/2023 - 06/29/2023 | Annapolis, MD | |
IA | 04/24/2020 - 04/14/2022 | ANNAPOLIS, MD | |
B | 02/05/2015 - 03/31/2020 | POTOMAC, MD | |
B | 10/02/2012 - 07/23/2013 | BETHESDA, MD | |
B | 11/07/2008 - 08/09/2012 | BETHESDA, MD | |
IA | 02/04/2009 - 12/31/2009 | BETHESDA, MD | |
B | 07/30/1993 - 10/14/1994 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.