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TODD ANTHONY SHOWALTER
CRD#: 2362313
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 30 S WACKER DR STE 4000
CHICAGO, IL 60606
Registration History
19952000200520102015202020252 FIRMS2000 - 2003 (2 years)2 FIRMS2008 - 2016 (7 years)2 FIRMS2016 - Present (8 years)BLEHMAN BROTHERS INC. (CRD# 7506)2003 - 2008 (5 years)BMESIROW FINANCIAL, INC. (CRD# 2764)1994 - 2000 (6 years)BYOUNG CAPITAL GROUP (LIMITED P... (CRD# 16380)1993 - 1994 (<1 year)IALEHMAN BROTHERS INC. (CRD# 7506)2004 - 2008 (4 years)
Disclosure(s)
View By:
12/18/2006
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 3/21/2016

B
Missouri 3/21/2016

B
California 3/21/2016

B
New Jersey 7/18/2024

B
Colorado 3/21/2016

B
New York 3/21/2016

B
Florida 3/21/2016

B
North Carolina 3/21/2016

B
Georgia 3/21/2016

B
Ohio 3/21/2016

B
Hawaii 3/21/2016

B
Oregon 6/14/2024

B
Illinois 3/21/2016

B
South Carolina 3/21/2016

IA
Illinois 3/21/2016

B
Texas 3/21/2016

B
Indiana 4/14/2016

IA
Texas 3/21/2016

B
Kansas 3/21/2016

B
Utah 3/21/2016

B
Kentucky 3/21/2016

IA
Utah 10/28/2024

B
Maryland 7/11/2023

B
Washington 3/21/2016

B
Michigan 3/21/2016

B
Wisconsin 3/21/2016

B
Minnesota 3/21/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
30 S WACKER DR STE 4000, CHICAGO, IL 60606
7447 ROYAL ST UNIT 408 (BLACK BEAR LODGE) [VACATION/SECONDARY HOME], PARK CITY, UT 84060
Registered with this firm since 3/21/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
30 S WACKER DR STE 4000, CHICAGO, IL 60606
7447 ROYAL ST UNIT 408 (BLACK BEAR LODGE) [VACATION/SECONDARY HOME], PARK CITY, UT 84060
Registered with this firm since 3/21/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/15/2008 - 04/12/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) CHICAGO, IL
B
09/12/2008 - 04/12/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) CHICAGO, IL
IA
06/04/2004 - 09/19/2008 LEHMAN BROTHERS INC. (CRD#:7506) CHICAGO, IL
B
06/16/2003 - 09/19/2008 LEHMAN BROTHERS INC. (CRD#:7506) CHICAGO, IL
IA
12/20/2000 - 06/17/2003 BANC OF AMERICA SECURITIES LLC (CRD#:26091) CHICAGO, IL
B
09/01/2000 - 06/17/2003 BANC OF AMERICA SECURITIES LLC (CRD#:26091) NEW YORK, NY
B
02/07/1994 - 07/21/2000 MESIROW FINANCIAL, INC. (CRD#:2764) CHICAGO, IL
B
07/08/1993 - 02/25/1994 YOUNG CAPITAL GROUP (LIMITED PARTNERSHIP) (CRD#:16380) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.