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MICHELLE RENEE DERKOWSKI
MICHELLE RENEE KARL
CRD#: 2362128
IA
B
MORGAN STANLEYCRD#: 149777 2211 York Road
Suite 100
Oak Brook, IL 60523
Suite 100
Oak Brook, IL 60523
0
Disclosures
29
Years of Experience
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State Registrations
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Alabama 2/7/2020
B
Montana 7/1/2018
B
Alaska 8/15/2023
B
Nebraska 5/10/2016
B
Arizona 6/1/2009
B
Nevada 8/27/2014
B
Arkansas 5/9/2022
B
New Hampshire 8/17/2023
B
California 8/3/2012
B
New Jersey 6/1/2009
B
Colorado 12/8/2015
B
New Mexico 5/10/2016
B
Connecticut 5/10/2016
B
New York 6/1/2009
B
Delaware 8/17/2023
B
North Carolina 5/10/2016
B
District of Columbia 8/3/2016
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Oklahoma 7/19/2022
B
Georgia 5/10/2016
B
Oregon 3/14/2023
B
Hawaii 6/9/2022
B
Pennsylvania 6/1/2009
B
Idaho 4/11/2019
B
Puerto Rico 4/3/2024
B
Illinois 6/1/2009
B
Rhode Island 8/17/2023
IA
Illinois 6/1/2009
B
South Carolina 8/5/2014
B
Indiana 6/1/2009
B
Tennessee 6/1/2009
B
Iowa 1/31/2019
B
Texas 6/1/2009
B
Kansas 5/10/2016
IA
Texas 6/1/2009
B
Kentucky 7/17/2018
B
Utah 8/17/2023
B
Louisiana 1/9/2023
B
Vermont 8/17/2023
B
Maine 11/18/2024
B
Virgin Islands 5/2/2024
B
Maryland 1/31/2019
B
Virginia 6/1/2009
B
Massachusetts 6/1/2009
B
Washington 5/10/2016
B
Michigan 6/1/2009
B
Wisconsin 6/1/2009
B
Minnesota 6/1/2009
B
Wyoming 7/9/2021
B
Missouri 5/10/2016
SRO Registrations
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B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/27/2009 - 06/01/2009 | OAK BROOK, IL | |
B | 02/27/2009 - 06/01/2009 | OAK BROOK, IL | |
IA | 04/04/2002 - 12/19/2008 | OAKBROOK TERRACE, IL | |
B | 04/04/2002 - 12/19/2008 | OAKBROOK TERRACE, IL | |
IA | 02/11/2002 - 04/26/2002 | CHARLOTTE, NC | |
B | 05/25/2001 - 04/26/2002 | WEEHAWKEN, NJ | |
B | 02/28/2000 - 05/15/2001 | BALTIMORE, MD | |
B | 10/17/1996 - 02/24/2000 | NEW YORK, NY | |
B | 07/21/1995 - 09/26/1996 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.