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Detailed Report
RAYMOND BRENT COOLEY
CRD#: 2361861
IA
Investment Adviser
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Previous Broker
WEALTHPLANS, LLCCRD#: 311560 5970 FREDERICK CROSSING LANE
SUITE 201
FREDERICK, MD 21704
Registration History
1995200020052010201520202025IAWEALTHPLANS, LLC (CRD# 311560)2021 - Present (4 years)BAVANTAX INVESTMENT SERVICES, INC. (CRD# 13686)1993 - 2021 (27 years)IAAVANTAX ADVISORY SERVICES (CRD# 104556)1994 - 2021 (26 years)
License(s)

State Registrations

IA
Maryland 1/8/2021
IA
Texas 2/7/2022
Current Registration(s)
IA
WEALTHPLANS, LLC (CRD#:311560)
5970 FREDERICK CROSSING LANE SUITE 201, FREDERICK, MD 21704
Registered with this firm since 1/8/2021
Previous Registration(s)
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 05/20/1994 - 01/14/2021 AVANTAX ADVISORY SERVICES (CRD#:104556) Frederick, MD
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 07/22/1993 - 01/14/2021 AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686) FREDERICK, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.