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VISHAL GAUR
CRD#: 2361586
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 2 Bala PLZ STE 300
Bala Cynwyd, PA 19004
Bala Cynwyd, PA 19004
LPL FINANCIAL LLCCRD#: 6413 2 BALA PLZ STE 300
BALA CYNWYD, PA 19004
BALA CYNWYD, PA 19004
0
Disclosures
31
Years of Experience
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State Registrations
B
California 1/17/2014
B
New Jersey 10/3/2018
B
Delaware 1/17/2014
B
Pennsylvania 1/17/2014
B
Florida 6/28/2016
IA
Pennsylvania 1/23/2014
SRO Registrations
B
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IA
Registered with this firm since 1/23/2014
B
Registered with this firm since 1/17/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/28/2010 - 01/23/2014 | GLENSIDE, PA | |
B | 12/11/2009 - 01/23/2014 | GLENSIDE, PA | |
B | 10/31/2001 - 12/17/2009 | NEWTOWN SQUARE, PA | |
B | 07/19/1993 - 09/14/2001 | SPRINGFIELD, MA | |
B | 07/19/1993 - 09/14/2001 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.