• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JAMES MICHAEL HARE
CRD#: 2361504
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1700 LINCOLN ST 10TH & 11TH FLS
DENVER, CO 80203
Registration History
19952000200520102015202020252 FIRMS2001 - Present (23 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 2001 (7 years)BCHATFIELD DEAN & CO., INC. (CRD# 14714)1993 - 1994 (<1 year)
License(s)

State Registrations

B
Alabama 3/23/2021

B
Michigan 3/12/2010

B
Alaska 1/11/2012

B
Minnesota 9/12/2018

B
Arizona 10/17/2001

B
Missouri 11/6/2003

B
California 4/12/2001

B
Nebraska 1/11/2012

B
Colorado 4/12/2001

B
Nevada 8/13/2009

IA
Colorado 11/11/2002

B
New Jersey 2/3/2023

B
Florida 9/8/2003

B
New Mexico 1/20/2021

B
Georgia 7/7/2021

B
North Carolina 5/12/2016

B
Idaho 12/11/2017

B
Ohio 12/6/2024

B
Illinois 2/10/2004

B
Oklahoma 9/3/2024

B
Indiana 1/11/2012

B
Oregon 6/13/2022

B
Iowa 1/7/2002

B
Texas 2/27/2002

B
Kansas 9/20/2006

B
Virginia 2/10/2004

B
Louisiana 1/11/2012

B
Washington 1/11/2012

B
Maine 1/11/2012

B
Wisconsin 10/25/2005

B
Maryland 11/18/2004

B
Wyoming 7/21/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1700 LINCOLN ST 10TH & 11TH FLS, DENVER, CO 80203
WESTMINSTER, CO
Registered with this firm since 5/30/2001

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1700 LINCOLN ST 10TH & 11TH FLS, DENVER, CO 80203
WESTMINSTER, CO
Registered with this firm since 4/12/2001

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/23/1994 - 04/12/2001 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
07/22/1993 - 03/10/1994 CHATFIELD DEAN & CO., INC. (CRD#:14714) GREENWOOD VILLAGE, CO
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.