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JULIE A IRATO
JULIE A DRUZISKY, JULIE ANNE DRUZISKY, JULIE ANNE DRUZISKY IRATO, JULIE ANNE IRATO, JULIE IRATO
CRD#: 2361421
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 Mequon, WI
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2015 (4 years)2 FIRMS2015 - Present (9 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2009 (10 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2009 (5 years)
License(s)

State Registrations

B
California 11/20/2015

B
Wisconsin 7/5/2018

B
New Jersey 7/5/2018

IA
Wisconsin 7/1/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Mequon, WI
Registered with this firm since 11/23/2015

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Mequon, WI
Registered with this firm since 11/20/2015

Previous Registration(s)
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IA
03/30/2011 - 11/02/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LOS ANGELES, CA
B
03/29/2011 - 11/02/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LOS ANGELES, CA
IA
10/22/2009 - 03/21/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOISE, ID
B
10/22/2009 - 03/21/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOISE, ID
IA
06/07/2004 - 10/20/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE VILLAGE, CA
B
10/28/1999 - 10/20/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE VILLAGE, CA
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.