Individual Firm
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SCOTT BENJAMIN MEDALEN
CRD#: 2361297
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 11611 N Meridian St
Ste 600
Carmel, IN 46032-7118
Ste 600
Carmel, IN 46032-7118
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Arizona 6/8/2007
B
New Jersey 10/2/2024
B
California 6/8/2007
B
New York 6/8/2007
B
Colorado 1/2/2013
B
North Carolina 8/11/2015
B
District of Columbia 8/13/2019
B
Ohio 6/8/2007
B
Florida 6/8/2007
B
Pennsylvania 8/22/2022
B
Georgia 2/28/2018
B
South Carolina 8/16/2018
B
Illinois 6/8/2007
B
Tennessee 2/19/2021
B
Indiana 6/8/2007
B
Texas 2/24/2017
IA
Indiana 6/21/2007
IA
Texas 3/6/2017
B
Kansas 5/10/2021
B
Utah 9/16/2015
B
Kentucky 6/8/2007
B
Vermont 11/29/2017
B
Massachusetts 9/16/2015
B
Virginia 6/8/2007
B
Michigan 11/13/2024
B
Washington 9/16/2015
B
Nevada 4/11/2023
SRO Registrations
B
B
B
B
B
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IA
Registered with this firm since 6/21/2007
B
Registered with this firm since 6/8/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/25/1999 - 06/18/2007 | INDIANAPOLIS, IN | |
B | 07/05/1995 - 06/18/2007 | INDIANAPOLIS, IN | |
B | 08/03/1994 - 06/22/1995 | DETROIT, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.